Careers – EClear

Careers

Senior Officer/Assistant Manager

EClear Services Limited is seeking applications for the position of “Senior Officer/Assistant Manager” in compliance.
Qualification	Masters, ACCA Qualified, ICMA or CA finalist.
Experience	At least 3 years’ experience in compliance function. Preference will be given to those who have relevant experience of securities/broker industry with exposure to compliance with AML-CFT.
Location	Karachi
Skills and Competencies	Assist in maintaining and updating the policies and procedures outlined in the compliance manual. Assist in identifying potential areas of compliance vulnerability and risk and in developing and implementing corrective action plans for resolution of problematic issues. Monitor all trading orders to ensure that they are taken according to the market rules and review errors and breaches. Liaise with the local regulators and handle requests. Review KYC/AML documents of the clients of the TO Brokers and activate their accounts on the back office system. Provide various reports to the TO Brokers on a regular basis. Conduct AML checks and monitor clients’ transactional behavior for early detection of any suspicious or unusual activity. Offer regular AML and compliance trainings and advice to staff. Actively supervise Assistant Compliance Officers and ensure that all tasks are done accurately and in a timely manner. Prepare compliance reports on daily, monthly and quarterly basis. Filing of Suspicious Transaction Reporting/Currency Transaction Reporting when necessary. Sanction screening against the UNSCR and NACTA Database. Coordinating with Trading Only Brokers in order to onboard them with EClear Services Limited. Preparing AML monthly, quarterly, half yearly and annual reports. Transaction monitoring of the clients. Ongoing Monitoring of the clients, Customer due diligence, Conducting enhanced due diligence. Obtaining senior management’s approval to continue business with high risk clients. Obtaining and analyzing the client’s source of income. Identification of Ultimate beneficial owners. Monitoring of clients in high risk jurisdictions. Adverse Media Screening, On boarding TO Brokers, Verifying the migration process of TOs. Any other task assigned by manager.
Candidates meeting the above criteria may send their resume by Friday the November 17, 2023 at [email protected] mentioning the position name “Senior Officer/Assistant Manager” in the subject line.

Last updated: April 09, 2024

“In case your complaint has not been properly redressed by us, you may lodge your complaint with Securities and Exchange Commission of Pakistan (the “SECP”). However, please note that SECP will entertain only those complaints which were at first directly requested to be redressed by the company and the company has failed to redress the same. Further, the complaints that are not relevant to SECP’s regulatory domain/competence shall not be entertained by the SECP.”

Website Last updated: March 27, 2023

“In case your complaint has not been properly redressed by us, you may lodge your complaint with Securities and Exchange Commission of Pakistan (the “SECP”). However, please note that SECP will entertain only those complaints which were at first directly requested to be redressed by the company and the company has failed to redress the same. Further, the complaints that are not relevant to SECP’s regulatory domain/competence shall not be entertained by the SECP.”